FINRA operates and maintains the Central Registration Depository (“CRD”) pursuant to its rules and its agreements with other securities regulators and the...
FINRA operates and maintains the Central Registration Depository (“CRD”) pursuant to its rules and its agreements with other securities regulators and the North American Securities Administrators Association (NASAA). The CRD contains disclosure and administrative information about registered securities firms (e.g. broker-dealer, brokerage firms, registered investment advisors) and registered individuals (e.g. brokers, registered representatives, investment advisor representatives).